FOUNDERS & CONSULTANTS
CLIENTS
QUALITY ASSURANCE

FOUNDERS & CONSULTANTS

All principals and senior industry consultants of The Mainstay Group, Inc. have at least 25 years of direct experience in the securities industry or within its regulatory agencies.

We offer in-depth knowledge and expertise acquired during successful careers at the Securities and Exchange Commission, the Commodity Futures Trading Commission, the National Association of Securities Dealers, Broker/Dealers, Registered Investment Advisors, Banks and Academia.